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December 5, 2017

Effectiveness and Efficiency; a Compliance Officer Christmas Wish

A day-to-day true story. “Project 321-A has been assigned to the Conduct Division of Prudential Compliance (37th floor); just call them for an update”….Does it sound familiar? Of course not. Most Compliance Professionals do not work in a corporate environment with armies of people doing one specific job only.
October 25, 2017

Block Chain

The future of fintech, law and online commerce rely upon identity of clients A new class of digital currency!!….Have you heard it before? What if you […]
October 25, 2017

The WIRE TRANSFER REGULATIONS 2 (WTR 2)

Anti-Terrorism Funding New Regulations Compliance is an industry that never sleeps, and several regulations have been given the light of day in view of the current […]
October 25, 2017

Are you ready for 4th AML regulations?

Changes brought about by 4th AML The 4th Anti-money Laundering Directive has been enacted in some EU countries during the past years, whilst it is still […]

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